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FINRA
CRD #4397950
Series 7, 24, 66, 79 |
Jeff L. Andrews
Principal
Jeff purchased majority control of Keating Securities from his partners at Keating Investments in August, 2008, and re-named the firm Andrews Securities. Jeff joined Keating in 2003, becoming a partner in January, 2007. Jeff was formerly a financial advisor with UBS for three years. He is currently a board member of KUSA-TV's 9Kids Who Care and the University of Denver's Bridge Project. Jeff graduated in 1994 from Tufts University with a B.A. in English and Political Science, where he was captain of the ski team.
720.889.0134
jla@andrewssecurities.com
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FINRA
CRD #2675614
Series 7, 24, 27, 55, 66, 87 |
Tabitha R. Aspling
Chief Compliance Officer
Tabitha joined Andrews Securities, LLC in 2007. Tabitha manages operations and FINRA compliance for Andrews Securities. She also serves as the firm’s FinOp. Tabitha has been working in the financial services sector for over 13 years and has held management positions in operations, administration, and compliance. She is a 1998 graduate of the University of Nevada, Reno with a B.A. in History.
720.489.4904
tra@andrewssecurities.com
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FINRA
CRD #2153376
Series 7, 63, 65
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Jon M. Bartholomew
Jon Bartholomew joined Andrews Securities in July, 2009. He was previously the Vice President and Senior Relationship Manager at Aris Wealth Services. He has more than 20 years of experience in the financial services industry specializing in helping advisors throughout the country create retirement and investment plans for their clients. Jon began his career with State Mutual Life Assurance Company where he developed and sold retirement plans to corporations. He graduated from Bridgewater State University with a B.S. in Management Science.
773.420.8725
jmb@andrewssecurities.com
Shari L. Becht
Shari Becht joined Andrews Securities in November 2009 to assist in the day-to-day administrative and operational needs of the company. Prior to Andrews she supported a number of executives at a global engineering and consultancy firm. She has 18 years of experience in an administrative capacity.
303.728.3428
pfb@andrewssecurities.com
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FINRA CRD #718867
Series 7
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Rich A. Brand
Rich, based in New Jersey and covering the Northeast region, has enjoyed a long and distinguished career in finance. In addition to stints with investment banking firms Merrill Lynch, Deutsche Bank, and Robertson Stephens, Rich previously worked at Prospect Capital Corporation (Nasdaq: PSEC), a Business Development Company (“BDC”) focused on venture capital and private equity investments. Rich was instrumental in Prospect’s initial $100 million capital raise back in 2004. He earned his MBA from the University of Chicago and was a Phi Beta Kappa graduate of the University of Iowa.
862.248.0997
rab@andrewssecurities.com
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FINRA
CRD #5746434
Series 7, 66
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Jaran T. Burt
Jaran joined Andrews Securities in October, 2009 as a key accounts representative and internal wholesaler. Previously, Jaran worked as an analyst at Keating Investments and has started two of his own businesses. Jaran is currently pursuing the Chartered Financial Analyst designation and is an M.B.A.-finance candidate at the University of Denver. Jaran graduated with a B.A. in history at Brigham Young University in 2008.
303.728.3424
jtb@andrewssecurities.com
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FINRA CRD #4328598
Series 7, 66 |
Mendy L. Frost
Mendy brings 19 years of experience in consultative sales and marketing positions, of which 10 years have been in financial services. Most recently she was with Welton Street Investments, distributing NorthStar’s private non-traded REIT and Welton Street’s Life Income Funds of America. Her other recent professional experiences include wholesaling a unique wealth transfer life insurance product for RBC Insurance, wholesaling annuity and life insurance products for Nationwide Financial, and three years as an independent financial advisor. Mendy grew up in Missouri and attended Missouri State University in Springfield. She lives in the Tampa Bay area in Florida.
813.597.7727
mfrost@andrewssecurities.com
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FINRA
CRD #5348839
Series 7, 66 |
Patrick W. Morelli
Patrick joined Andrews Securities in January 2010 from Arrow Performance Group, LLC where he was a business and marketing analyst with focused on development. Patrick was formerly with AXA Advisors, LLC where he created retirement and investment plans for individual clients as well as developing and rolling out retirement benefit plans for small businesses. He graduated from Metropolitan State College in 2004 and is currently pursuing an MBA from the University of Colorado.
303.728.3429
pwm@andrewssecurities.com
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FINRA CRD #2563796
Series 7, 8, 52, 63, 65 |
Chris W. Sloan
Chris, based in Northern California, has enjoyed a long and distinguished career in wholesaling. In more than 12 years of working with registered reps, he has wholesaled for firms such as Strong Investments, Dividend Capital, and Welton Street. He has a deep understanding of alternative investments like Keating Capital, and a passion for helping advisors use alternative investments to grow their business and diversify and strengthen their client’s portfolios. Chris graduated magna cum laude from Arizona State University, and has completed the CFA Level 1.
707.758.3881
cws@andrewssecurities.com
John W. Wilson
John joined Andrews as an intern in June, 2010 to research best practices and coordinate product information. He is currently pursuing an M.B.A.-finance degree at Thunderbird School of Global Management. Previously, John served as a Peace Corps Volunteer in Ecuador from 2007-2009 and graduated with a B.S. in Natural Resources from the University of the South in Sewanee, TN in 2004. He has lived and worked throughout South America.
303.728.3427
jww@andrewssecurities.com
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