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In response to FINRA Rule 3500 Series, Andrews Securities, LLC, has implemented a
comprehensive business continuity plan that establishes our intended response to all possible
emergency situations. Given our high level of preparedness, low concentration of employees
and systems in one geographical area, and the existence of backup facilities and arrangements,
we see few significant business disruptions (“SBD”) that could cause a long-term disruption of
our business. In the event of an SBD of any size, our goal is to recommence operations within
three business days. We will periodically review our business continuity plan and make
revisions as necessary. Updated business continuity plan summaries will be posted on our Web
site. Alternatively, customers may request a written copy of our business continuity plan
summary via mail.
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