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As either Andrews Securities or in our former incarnation as Keating Securities, we have either led or participated in the following transactions in the past five years:
AeroGrow International, Inc. (AERO)
Boulder, CO, Aeroponic kitchen garden appliances
Lead Placement Agent of $27.4MM in 4 PIPEs, 2005-07
American Dairy (ADY)
Heilongjiang Province, China, Milk powders and products
Co-lead Placement Agent of $3.1MM PIPE, 2004
Benda Pharmaceutical, Inc. (BPMA)
Hubei Province, China, Conventional & traditional Chinese medicines
Lead Placement Agent of $19.7MM in 2 PIPEs, 2006-07
Bonds Group, Inc. (BDCG)
Boca Raton, FL, Online platform of fixed income securities
Lead Placement Agent of $4.35MM Private Placement
HydroGen Corporation (HYDG)
Cleveland, OH, Multi-megawatt fuel cell systems
Participating Dealer in $13.5MM Private Placement, 2005
Infosmart Group Limited (IFSG)
Hong Kong, China, DVDR and HD-DVDR optical discs
Co-lead Placement Agent of $7.65MM Private Placement, 2006
Keating Capital, Inc.
Greenwood Village, CO, Business Development Company
Lead Placement Agent of $5.7MM Private Placement, 2008
LifeVantage Corporation (LFVN)
Greenwood Village, CO, Neutraceuticals
Lead Placement Agent of $8MM PIPE, 2005
Omnia Luo, Inc. (OLOU)
Shenzhen, China, Fine women's apparel
Lead Placement Agent of $6.15MM Private Placement, 2008
Puda Coal, Inc. (PUDC)
Shanxi Province, China, Cleaned coking coal for steel manufacturing
Lead Placement Agent of $12.5MM PIPE, 2005
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